Persons and entities subject to mandated electronic filing.
17 C.F.R. § 232.100
in effectEffective: 2024-07-01The following persons or entities shall be subject to the electronic filing requirements of this part 232:
(a) Registrants and other entities whose filings are subject to review by the Division of Corporation Finance;
(b) Persons or entities whose filings are subject to review by the Division of Investment Management;
(c) Persons or entities whose filings are subject to review by the Division of Market Regulation; and
(d) Any party (including natural persons) that files a document jointly with, or as a third party filer with respect to, a person or entity that is subject to mandated electronic filing requirements.
Source: eCFRURL: https://www.ecfr.gov/api/versioner/v1/full/2024-07-01/title-17.xmlFetched: 7/26/2026