17 C.F.R. § 37.300 Core Principle 3—Swaps not readily susceptible to manipulation.
The swap execution facility shall permit trading only in swaps that are not readily susceptible to manipulation.
CFR Subpart D
CFR Subpart D
in effect17 C.F.R. § 37.301 General requirements.
To demonstrate to the Commission compliance with the requirements of § 37.300, a swap execution facility shall, at the time it submits a new swap contract in advance to the Commission pursuant to part 40 of this chapter, provide the applicable information as set forth in appendix C to part 38 of this chapter—Demonstration of Compliance That a Contract is not Readily Susceptible to Manipulation. A swap execution facility may also refer to the guidance and/or acceptable practices in appendix B of this part.
Source: eCFRURL: https://www.ecfr.gov/api/versioner/v1/full/2024-07-01/title-17.xmlFetched: 7/26/2026