Md. Code, Corporations and Associations § 11-417

Md. Code, Corporations and Associations § 11-417
in effect
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On notice and hearing as provided in § 11-416 of this subtitle, the Commissioner may fine any broker-dealer, agent, investment adviser, or investment adviser representative up to a maximum amount of $5,000 for any single violation of this title.
Source: Open US Law by Vaquill AI (CC BY 4.0)URL: https://mgaleg.maryland.gov/mgawebsite/Laws/StatuteText?article=gca&section=11-417&enactments=falseFetched: 10/16/2026

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