b9-2 Exemption from SRO membership for OTC derivatives dealers.

17 C.F.R. § 240.15b9-2

in effectEffective: 2024-07-01

An OTC derivatives dealer, as defined in § 240.3b-12, shall be exempt from any requirement under section 15(b)(8) of the Act (15 U.S.C. 78o(b)(8)) to become a member of a registered national securities association.

Source: eCFRURL: https://www.ecfr.gov/api/versioner/v1/full/2024-07-01/title-17.xmlFetched: 7/26/2026