Core Principle 4.

17 C.F.R. § 38.250
in effectEffective: 2024-07-01
Sign in to generate a plain English summaryAsk Belisarius Agent
The board of trade shall have the capacity and responsibility to prevent manipulation, price distortion, and disruptions of the delivery or cash-settlement process through market surveillance, compliance, and enforcement practices and procedures, including: (a) Methods for conducting real-time monitoring of trading; and (b) Comprehensive and accurate trade reconstructions.

Starting a business? Corpus forms LLCs in all 50 states and DC.