Use of unregistered exchange by broker-dealer or representative prohibited.

Nev. Rev. Stat. § 90.457
in effect
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A broker-dealer or a representative of a broker-dealer shall not use a securities exchange to effect or report any transaction concerning a security unless the securities exchange is registered with the Securities Division or is exempt from the requirements for registration pursuant to NRS 90.453.
Source: NV Statutes (Official Site)URL: https://www.leg.state.nv.us/nrs/NRS-090.htmlFetched: 10/4/2026

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