Relationship to registration.

17 C.F.R. § 3.43
in effectEffective: 2024-07-01
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(a) A temporary license shall not be deemed to be a registration or to confer any right to such registration. (b) Unless a temporary license has terminated pursuant to § 3.42, a temporary license shall become a registration with the Commission upon the earlier of: (1) A determination by the National Futures Association that the applicant is qualified for registration as an associated person, floor broker or floor trader; or (2) The expiration of six months from the date of issuance unless a notice has been issued under § 3.60 of the initiation of a proceeding to deny registration under section 8a(2) or 8a(3) of the Act.

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