PART 3. REGULATION AND NOTICE FILING REQUIREMENTS OF AGENTS, BROKER-DEALERS, INVESTMENT ADVISER REPRESENTATIVES, AND INVESTMENT ADVISERS [25200. - 25256.]
Cal. Corporations Code - CORP 3.
in effectContents
chapter1.. CHAPTER 1. Exemptions [25200. - 25209.]chapter2.. CHAPTER 2. Licensing of Agents and Broker-Dealers [25210. - 25221.]chapter3.. CHAPTER 3. Licensing and Notice Filing Requirements of Investment Adviser Representatives and Investment Advisers [25230. - 25238.]chapter4.. CHAPTER 4. General Provisions [25240. - 25256.]
Source: CA Legislative Counsel Bulk DataURL: https://downloads.leginfo.legislature.ca.gov/pubinfo_2025.zipFetched: 6/27/2026