Core Principle 10—Antitrust considerations.

17 C.F.R. § 242.827
in effectEffective: 2024-07-01
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Unless necessary or appropriate to achieve the purposes of the Act, the security-based swap execution facility shall not: (a) Adopt any rules or take any actions that result in any unreasonable restraint of trade; or (b) Impose any material anticompetitive burden on trading or clearing.

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