a-1 Exemption of certain underwriting transactions exempted by § 270.10f-1.

17 C.F.R. § 270.17a-1

in effectEffective: 2024-07-01

Any transaction exempted pursuant to § 270.10f-1 shall be exempt from the provisions of section 17(a)(1) of the Act (54 Stat. 815; 15 U.S.C. 80a-17).

Source: eCFRURL: https://www.ecfr.gov/api/versioner/v1/full/2024-07-01/title-17.xmlFetched: 7/26/2026