REGISTRATION OF INVESTMENT ADVISERS REQUIRED.

Tex. GOV'T Code § 4004.052.
in effect
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Except as provided by Subchapter A , Chapter 4005 , a person may not, directly or through the person's investment adviser representative, render services as an investment adviser in this state unless the person: (1) is registered under this chapter; (2) submits a notice filing as provided by Subchapter G; or (3) is otherwise exempt under this title. Added by Acts 2019, 86th Leg., R.S., Ch. 491 (H.B. 4171 ), Sec. 1.01, eff. January 1, 2022.
Source: TX Statutes (Official Site)URL: https://statutes.capitol.texas.gov/Fetched: 6/29/2026

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