Permit authorizing sale of stock — Application — Contents.
RCW 33.48.200
in effectAn application for a permit to sell stock shall be in writing and shall be filed in the office of the director by the association. The application shall include the following: (1) Regarding the association: (a) The names and addresses of its officers; (b) The location of its office; (c) An itemized account of its financial condition within ninety days of the filing date; and (d) A copy of all minutes of any proceedings of its directors, shareholders, or stockholders relating to or affecting the issue of such stock; (2) Regarding the offering: (a) The names and addresses of the selling stockholders and of the officers of any selling corporation and the partners of any selling partnership; (b) A copy of any contract concerning the sale of the stock; (c) A copy of a prospectus or advertisement or other description of the stock prepared for distribution or publication in accordance with requirements prescribed by the director; (d) A brief description of the method by which the stock is to be offered for sale including the offering price and the underwriting commissions and expense, if any; and (3) Such additional information as the director may require.
An application for a permit to sell stock shall be in writing and shall be filed in the office of the director by the association.
The application shall include the following:
(1) Regarding the association:
(a) The names and addresses of its officers;
(b) The location of its office;
(c) An itemized account of its financial condition within ninety days of the filing date; and
(d) A copy of all minutes of any proceedings of its directors, shareholders, or stockholders relating to or affecting the issue of such stock;
(2) Regarding the offering:
(a) The names and addresses of the selling stockholders and of the officers of any selling corporation and the partners of any selling partnership;
(b) A copy of any contract concerning the sale of the stock;
(c) A copy of a prospectus or advertisement or other description of the stock prepared for distribution or publication in accordance with requirements prescribed by the director;
(d) A brief description of the method by which the stock is to be offered for sale including the offering price and the underwriting commissions and expense, if any; and
(3) Such additional information as the director may require.
Source: WA Statutes (Official Site)URL: https://app.leg.wa.gov/RCW/default.aspx?cite=33.48&full=trueFetched: 6/29/2026