b-1 Definition of “listed”.

17 C.F.R. § 240.3b-1
in effectEffective: 2024-07-01
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The term listed means admitted to full trading privileges upon application by the issuer or its fiscal agent or, in the case of the securities of a foreign corporation, upon application by a banker engaged in distributing them; and includes securities for which authority to add to the list on official notice of issuance has been granted.

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