Md. Code, Corporations and Associations § 11-306

Md. Code, Corporations and Associations § 11-306
in effect
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A person who engages in the business of effecting transactions in securities for the account of others or for the person’s own account or who acts as a broker–dealer or agent may not engage in dishonest or unethical practices in the securities or investment advisory business.
Source: Open US Law by Vaquill AI (CC BY 4.0)URL: https://mgaleg.maryland.gov/mgawebsite/Laws/StatuteText?article=gca&section=11-306&enactments=falseFetched: 10/16/2026

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