Authority of broker-dealers and investment advisers to provide relevant records to protective agencies or law enforcement; records confidential

Ind. Code § 23-19-4.1-9
in effect
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Sec. 9. (a) A broker-dealer or investment adviser may provide to protective agencies or law enforcement access to or copies of records that are relevant to the suspected financial exploitation of a financially vulnerable adult. The records may include records relating to: (1) disbursement of any funds from an account of the financially vulnerable adult; and (2) disbursements of funds that comprise the suspected financial exploitation of a financially vulnerable adult. (b) All records made available to the protective agencies under this section are confidential under IC 5-14-3. As added by P.L.39-2016, SEC.1. Amended by P.L.158-2017, SEC.12.
Source: Open US Law by Vaquill AI (CC BY 4.0)URL: https://iga.in.gov/laws/2026/ic/titles/23Fetched: 10/17/2026

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