Regulatory service provider.

17 C.F.R. § 37.407
in effectEffective: 2024-07-01
Sign in to generate a plain English summaryAsk Belisarius Agent
A swap execution facility shall comply with the regulations in this subpart through a dedicated regulatory department or by contracting with a regulatory service provider pursuant to § 37.204.

Starting a business? Corpus forms LLCs in all 50 states and DC.