Financial adviser: Prohibited acts.

Nev. Rev. Stat. § 350.195
in effect
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A financial adviser who provides any report required pursuant to NRS 350.105 to 350.195, inclusive, must not: 1. Be; 2. Control; 3. Be controlled by; or 4. Be under common control with, Ê an underwriter for the bonds if those bonds are sold at a negotiated sale.
Source: NV Statutes (Official Site)URL: https://www.leg.state.nv.us/nrs/NRS-350.htmlFetched: 10/4/2026

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