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Securities registration requirement

9 V.S.A. § 5301
in effect
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5301. Securities registration requirement It is unlawful for a person to offer or sell a security in this State unless: (1) the security is a federal covered security; (2) the security, transaction, or offer is exempted from registration under sections 5201 through 5203 of this chapter; or (3) the security is registered under this chapter. Added 2005, No. 11, § 1, eff. July 1, 2006.
Source: Vermont General Assembly (legislature.vermont.gov)URL: https://legislature.vermont.gov/statutes/section/09/150/05301Fetched: 10/21/2026

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