Fees.
Miss. Code Ann. § 75-71-410
in effectFee established by administrator. The administrator shall establish fees by rule pursuant to the Mississippi Administrative Procedures Law for:
An initial filing of an application as a broker-dealer and renewal of an application by a broker-dealer for registration; An application for registration as an agent and renewal of registration as an agent; An application for registration as an investment adviser and renewal of registration as an investment adviser. An application for registration as an investment adviser representative, a renewal of registration as an investment adviser representative, and a change of registration as an investment adviser representative; and An initial fee and annual notice fee for a federal covered investment adviser required to file a notice under Section 75-71-405.
Payment. A person required to pay a filing or notice fee under this section may transmit the fee through or to a designee as a rule or order provides under this chapter.
Source: Public.Resource.Org MS CodeURL: https://unicourt.github.io/cic-code-ms/transforms/ms/ocms/r78/gov.ms.code.title.75.htmlFetched: 6/9/2026