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Form a Business

Registration of Securities - Required; Exceptions.

Ala. Code § 8-6-4
in effect
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8-6-4. Registration of Securities - Required; Exceptions. It is unlawful for any person to offer or sell any security in this state unless: (1) It is registered under this article; (2) The security is exempt from registration under Section 8-6-10; or (3) The transaction is exempt under Section 8-6-11. (Acts 1959, No. 542, p. 1318, §3; Acts 1990, No. 90-527, p. 772, §1.)
Source: Alabama Legislature (alison.legislature.state.al.us)URL: https://alison.legislature.state.al.us/code-of-alabama#8-6-4Fetched: 10/20/2026

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